Ethics

Attend Our Live Webinar:

Ethics CE: CFP Board’s Revised
Code and Standards


Date: Monday, March 18, 2019
(Click here to view future webinar dates and times.)

Time: 2:00pm - 4:00pm EASTERN TIME
(If you are located in another time zone, please check against
local times to ensure you log into the webinar at the correct time.)

Credit: 2-HOURS OF CFP ETHICS CE*

Fee: 49.00 (USD)
CFP Certificants may also meet their CIMA/CPWA 2-hour Ethics requirement, for an additional fee of $25.00.

*CE CREDIT INFORMATION FOR CFP ETHICS LIVE WEBINAR
(Webinar consists of a 120 minute (2 hour) presentation.)

  • Approved to meet the mandatory two (2) credit hour CE CFP Ethics requirement
    (Webinar does NOT include state insurance credit.)
  • BEST will report the completed credit on your behalf within five (5) business days of this live webinar, as long as you have provided your advanced designation information at registration
  • In order to be granted credit and receive a Certificate of Completion, advisors MUST:
    1. Be logged into AND viewing the video/presentation NOT just listening to the audio (**See technical information below.)
    2. View the entire presentation
    3. Complete ALL polling AND quiz questions during the webinar
    4. Complete the webinar Evaluation Form at the conclusion of the webinar

Summary:

During the webinar, Ed will present the CFP Board’s Ethics CE program to help bring CFP® professionals up-to-date on the new Code and Standards.

This webinar is approved by the Certified Financial Planner Board of Standards, Inc. and meets the CFP Board’s Code of Ethics and Practice Standards Ethics CE requirement. It provides a comprehensive update and review of the CFP Board’s new Code of Ethics and Standards of Conduct (Code and Standards), with an emphasis on explaining to CFP® professionals what they need to do to meet the new standards.

Learning Objectives:

  • Identify the structure and content of the revised Code and Standards, including significant changes and how the changes affect CFP® professionals.
  • Act in accordance with CFP Board’s fiduciary duty.
  • Apply the Practice Standards when providing Financial Planning.
  • Recognize situations when specific information must be provided to a Client.
  • Recognize and avoid, or fully disclose and manage, Material Conflicts of Interest.

The webinar consists of:

  • Five learning objectives
  • Five vignettes (review questions)
  • Interactive polling questions at the end of each learning objective (except Learning Objective Number Four)
  • Five interactive quiz questions after Learning Objective Number Five and its polling questions have been presented
  • Webinar Evaluation Form at the conclusion of the presentation (Which will open after you have left the webinar. You will also receive a follow-up email 2 days after the webinar is over, that will contain a link to the Evaluation Form found at the end of the email.)

Unable to attend this month’s webinar? Receive updates and registration information for future webinars by clicking on the Subscribe button below.

Expert Presenter:

Edward J. Barrett

Edward J. Barrett, Founder, President and CEO of Broker Educational Sales & Training, Inc. (BEST) has for more than four decades educated, trained and coached advisors across all channels, from wirehouse to regional, to the independent broker-dealer and bank channel. He uses real-life experiences to address complex financial planning issues with a teaching style that makes learning entertaining and educational!



**Webinar Technical Information

Please be sure to log into the webinar at least 10-15 minutes prior to the webinar’s start time to ensure that everything is working properly.

If you are having issues logging into the webinar or during the webinar, please contact GoToWebinar’s support toll-free at: (877) 582-7011 for assistance.

The webinar interface is provided by a 3rd party company called GoToWebinar. Unfortunately, some companies block GoToWebinar and advisors are not able to view the video/presentation and listen to the audio. The only work-around that seems to be effective is to USE a NON-WORK related device that is NOT connected via your company’s internet or Wi-Fi such as a personal:

  • Computer
  • Laptop
  • Tablet
  • iPad

Contact Information

  • Please direct all questions / issues regarding the 3rd party webinar interface, GoToWebinar, to their support number toll-free at:
    (877) 582-7011 for assistance.
  • General information regarding the webinar, please email our Marketing Department at marketing@best-ce.com.
  • Questions regarding CE credit, please email our Accreditation Department at processing@brokered.net.
 

Upcoming CFP Ethics Webinars

NOTE: Dates and times are subject to change.
*Please be aware that all times listed are Eastern Time Zone.

Date Time*
April 22 2:00PM – 4:00PM ET
May 20 2:00PM – 4:00PM ET
June 17 2:00PM – 4:00PM ET
July 22 2:00PM – 4:00PM ET
August 26 2:00PM – 4:00PM ET
September 23 2:00PM – 4:00PM ET
October 21 2:00PM – 4:00PM ET
November 25 2:00PM – 4:00PM ET
December 09 2:00PM – 4:00PM ET

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